Protecting Clients from Investment Scams: What Every Small Firm Needs to Know Now

Session I – Retirement & Investment Fraud: How Small Firms Can Spot Client Claims and Build Referral Value – Adam Gana This session will give small firm practitioners the insight to recognize and evaluate potential retirement and investment fraud claims within their client base. Faculty will outline the types of cases most often seen, show how to distinguish promising claims from weak ones, and share practical strategies for creating referral relationships that benefit clients and firms alike. Through case studies and best practices, attendees will learn how spotting investor fraud issues not only protects clients but also creates meaningful growth…